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About This Course:
UDAAP and Fair Lending are in a neck and neck race over the past year for the greatest number of enforcement actions.

It can be a daunting prospect to sit down and attempt your first UDAAP Risk Assessment knowing that UDAAP impacts every product and service in your bank and the bank can get slapped with the UDAAP handcuffs even if it has met all of the technical requirements of every law or regulation.

This webinar helps you to learn from the enforcement actions levied upon your peers. It introduces you to the UDAAP risks we likely are all experiencing, and provides a list of controls that will help mitigate those risks.

Covered Topics

This program will serve as an introduction as to the broader aspects of the concept of the UDAAP risk assessment and how to assemble all the pieces to get the job done.

Upon completion of the program participants understand:

  • Common UDAAP risks for most banks and identification of risks that may be more specific to your bank based on your products, services, delivery methods and size;
  • Controls that need to be developed and how to go about putting those controls in place after the risks are identified;
  • How to more easily identify acts or practices within your bank that have been in place for years but which could now be deemed unfair, abusive or deceptive;
  • How to use your bank’s training and consumer complaint programs as your best defense against potential UDAAP problems; and
  • Introduction and development of the framework from scoping to final report writing for this assessment.
Bonus

Participants receive a detailed manual that serves as a valuable resource long after the conclusion of the program which will serve as a vital resource in developing or enhancing your bank’s UDAAP program.

Who Should Attend

The program is designed for Risk Officers, Compliance Officers, Fair Lending Officers, Auditors, Management and supporting staff members of those departments.

The Presenter

Don L. Blaine is the Senior Training Consultant for Compliance Resource, LLC, a source of compliance assistance for financial institutions. Don has over 30 years of experience in regulatory compliance for the banking industry with banks ranging in size from community banks to money center banks. He is considered a subject matter expert in many of the consumer affairs laws and regulations and will be primarily specializing in training activities that will encompass the Bank Secrecy Act/Anti-Money Laundering laws and regulations as well as many of the laws and regulations related to deposit compliance. His prior roles have included: Chief Compliance Officer, Senior Compliance Regulatory Examiner, Compliance Audit Manager, and business unit compliance manager. He has taught at the ABA’s National Compliance School and has also served as an instructor on BSA and compliance topics at various programs offered by state banking associations. Prior to joining Compliance Resource, LLC, Don served as a consultant to numerous banks in areas ranging from BSA to lending and deposit compliance. He has attained Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) certifications.
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